Mark Ryan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FPM Advice Centre Limited

    FRN 783811

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Mar 2022)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 9 Oct 2017)
    • CF11 Money Laundering Reporting (9 Oct 2017 to 8 Dec 2019)
    • CF1 Director (9 Oct 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Oct 2017 to 8 Dec 2019)
    • CF30 Customer (9 Oct 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (9 Oct 2017 to 30 Sep 2018)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (12 Aug 2014 to 26 Sep 2017)
  • Allisons Financial Planning Ltd (no longer approved here)

    FRN 419772

    • Employed By (12 Aug 2014 to 26 Sep 2017)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (22 Sep 2010 to 5 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

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