Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HERITAGE CAPITAL MANAGEMENT LIMITED (no longer approved here)

    FRN 150453

    • CF30 Customer (1 Nov 2007 to 31 Aug 2008)
    • CF1 Director (13 Mar 2006 to 31 Aug 2008)
    • CF21 Investment Adviser (22 Nov 2005 to 31 Oct 2007)
    • CF26 Customer Trading (22 Nov 2005 to 31 Oct 2007)
    • CF27 Investment Management (22 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Jan 2005 to 22 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.