Mark Rostern

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited

    FRN 581304

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 Sep 2014 to 8 Dec 2019)
  • The Money Map (Financial Navigation) LLP (no longer approved here)

    FRN 581738

    • CF30 Customer (3 Jul 2014 to 11 Dec 2014)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 30 Sep 2014)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Midas Independent Financial Advisers (no longer approved here)

    FRN 170844

    • (1)Employed By (1 Oct 1998 to 30 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.