Mark Roland Gardner

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HUGHES FIRMAN OVEL ASSET MANAGEMENT LIMITED

    FRN 469482

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (8 May 2014 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (3 Jan 2006 to 22 Sep 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (18 Jul 2002 to 26 Aug 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.