Mark Roderick Bailey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lifetime Wealth Management Limited (no longer approved here)
FRN 400358
- (3)Employed By (18 Jun 2008 to 19 Nov 2009)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (1 Nov 2007 to 19 Nov 2009)
- CF22 Investment Adviser (Trainee) (24 Sep 2007 to 31 Oct 2007)
Charringtons Financial Solutions (no longer approved here)
FRN 472906
- Employed By (24 Sep 2007 to 18 Jun 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.