Mark Robert Walter Sloan

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rural Finance Limited

    FRN 630701

    • CF1 Director (AR) (since 25 Feb 2024)
  • Gosford Finance & Loans LTD

    FRN 913256

    • (1)Employed By (since 25 Feb 2024)
  • Corhammock Ltd

    FRN 593550

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 20 Oct 2020)
    • [FCA CF] Client dealing (since 20 Oct 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF11 Money Laundering Reporting (8 Apr 2013 to 8 Dec 2019)
    • CF1 Director (8 Apr 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Apr 2013 to 8 Dec 2019)
    • CF30 Customer (8 Apr 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (8 Apr 2013 to 30 Sep 2018)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (14 Dec 2011 to 31 Oct 2012)
    • CF1 Director (AR) (16 Nov 2011 to 1 Apr 2013)
  • Corhammock Limited (no longer approved here)

    FRN 567932

    • Employed By (16 Nov 2011 to 1 Apr 2013)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF22 Investment Adviser (Trainee) (25 Aug 2006 to 30 Nov 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (27 Jul 2004 to 24 Feb 2006)
    • CF22 Investment Adviser (Trainee) (26 Feb 2003 to 27 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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