Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 7 Oct 2025)
    • CF1 Director (AR) (since 3 Sep 2025)
    • CF30 Customer (since 3 Sep 2025)
    • (2)Employed By (since 3 Sep 2025)
  • THROGMORTON PRIVATE CAPITAL LIMITED (no longer approved here)

    FRN 431157

    • [FCA CF] Client dealing (19 Dec 2019 to 1 Oct 2025)
    • [FCA CF] Functions requiring qualifications (19 Dec 2019 to 1 Oct 2025)
    • CF30 Customer (30 Oct 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.