Mark Robert Rawlings

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 28 Jul 2023)
    • [FCA CF] Client dealing (since 28 Jul 2023)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (1 Nov 2007 to 26 Sep 2011)
    • CF1 Director (AR) (10 Sep 2004 to 26 Sep 2011)
    • CF21 Investment Adviser (10 Sep 2004 to 31 Oct 2007)
  • Charlwood IFA Limited (no longer approved here)

    FRN 226338

    • CF21 Investment Adviser (1 Sep 2003 to 31 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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