Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zeus Capital Limited (no longer approved here)

    FRN 224621

    • [FCA CF] Manager of certification employee (30 Mar 2023 to 31 Dec 2023)
    • [FCA CF] Client dealing (30 Mar 2023 to 9 Feb 2024)
    • [FCA CF] Material risk taker (30 Mar 2023 to 9 Feb 2024)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (3 Jan 2012 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (3 Jan 2012 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 27 Jul 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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