Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (30 Mar 2023 to 31 Dec 2023)
- [FCA CF] Client dealing (30 Mar 2023 to 9 Feb 2024)
- [FCA CF] Material risk taker (30 Mar 2023 to 9 Feb 2024)
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- CF30 Customer (3 Jan 2012 to 6 Mar 2016)
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- CF30 Customer (3 Jan 2012 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 27 Jul 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.