Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brunel Pension Partnership Limited (no longer approved here)

    FRN 790168

    • (66)SMF3 Executive Director (9 Dec 2019 to 26 May 2020)
    • (68)CF1 Director (16 Mar 2018 to 8 Dec 2019)
    • (67)CF30 Customer (16 Mar 2018 to 8 Dec 2019)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • CF30 Customer (1 Nov 2007 to 20 May 2011)
    • CF27 Investment Management (22 Jul 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (15 Sep 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Apr 2004 to 15 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (66)SMF3 Executive Director at Brunel Pension Partnership Limited

  2. controlled function added: (67)CF30 Customer at Brunel Pension Partnership Limited

  3. controlled function added: (68)CF1 Director at Brunel Pension Partnership Limited