Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LDC (Managers) Limited (no longer approved here)

    FRN 147964

    • [FCA CF] Client dealing (24 Jul 2020 to 30 Jun 2021)
    • [FCA CF] Manager of certification employee (24 Jul 2020 to 30 Jun 2021)
  • 3i Investments Plc (no longer approved here)

    FRN 195262

    • CF30 Customer (1 Nov 2007 to 10 Nov 2011)
    • CF27 Investment Management (6 Aug 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.