Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF3 Chief Executive (7 Jan 2013 to 27 Apr 2015)
- CF1 Director (11 May 2012 to 27 Apr 2015)
- CF30 Customer (7 Jun 2010 to 31 Dec 2012)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- CF8 Apportionment and Oversight (19 Oct 2005 to 31 Oct 2007)
- CF21 Investment Adviser (19 Oct 2005 to 31 Oct 2007)
- CF3 Chief Executive (19 Oct 2005 to 3 Nov 2009)
- CF4 Partner (19 Oct 2005 to 3 Nov 2009)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.