Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 4 Jun 2019)
- CF30 Customer (since 6 Oct 2015)
- CF4 Partner (AR) (15 Mar 2016 to 10 May 2017)
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Islin Wealth Management Limited
FRN 718455
- (1)Employed By (since 8 May 2017)
- (2)Employed By (6 Oct 2015 to 14 Apr 2016)
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- (3)Employed By (15 Mar 2016 to 8 May 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.