Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 4 Jun 2019)
    • CF30 Customer (since 6 Oct 2015)
    • CF4 Partner (AR) (15 Mar 2016 to 10 May 2017)
    • (1)Employed By (since 8 May 2017)
    • (2)Employed By (6 Oct 2015 to 14 Apr 2016)
  • Forte Financial LLP (no longer approved here)

    FRN 591953

    • (3)Employed By (15 Mar 2016 to 8 May 2017)

Recent activity

Updates to this individual's record on the FCA register.

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