Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (28 May 2020 to 30 Sep 2021)
    • [FCA CF] Functions requiring qualifications (28 May 2020 to 30 Sep 2021)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 11 Jun 2008)
    • CF21 Investment Adviser (24 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Feb 2005 to 24 May 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (21 Oct 2003 to 31 Jan 2005)
    • CF22 Investment Adviser (Trainee) (23 Apr 2003 to 21 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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