Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (28 May 2020 to 30 Sep 2021)
- [FCA CF] Functions requiring qualifications (28 May 2020 to 30 Sep 2021)
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- CF30 Customer (1 Nov 2007 to 11 Jun 2008)
- CF21 Investment Adviser (24 May 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 Feb 2005 to 24 May 2006)
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- CF21 Investment Adviser (21 Oct 2003 to 31 Jan 2005)
- CF22 Investment Adviser (Trainee) (23 Apr 2003 to 21 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.