Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 31 Aug 2023)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 20 May 2016)
    • CF30 Customer (since 5 Jul 2010)
    • CF30 Customer (6 Dec 2007 to 30 Sep 2008)
    • CF1 Director (AR) (6 Dec 2007 to 30 Jun 2010)
  • Cornell Financial Limited (no longer approved here)

    FRN 683839

    • Employed By (20 May 2016 to 29 Jul 2025)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (22 May 2007 to 30 Jun 2010)
  • All About (Network) Ltd (no longer approved here)

    FRN 467831

    • Employed By (22 May 2007 to 30 Jun 2010)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 14 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

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