Mark Robert Chiva

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Haverfords Limited

    FRN 989644

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Sep 2023)
    • CF30 Customer (since 7 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Sep 2023)
    • SMF3 Executive Director (since 7 Sep 2023)
    • [FCA CF] Client dealing (since 7 Sep 2023)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (28 Jan 2014 to 17 Dec 2015)
    • CF30 Customer (11 Feb 2013 to 17 Dec 2015)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (28 Jan 2014 to 17 Dec 2015)
  • Ashley Law Limited (no longer approved here)

    FRN 498488

    • Employed By (11 Feb 2013 to 5 Sep 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (30 Jun 2011 to 1 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.