Mark Richard McAllister Marsh

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- CF1 Director (AR) (since 1 Sep 2017)
- CF30 Customer (29 Jul 2008 to 3 Jul 2009)
Quilter Mortgage Planning Limited
FRN 440718
- CF1 Director (AR) (since 1 Sep 2017)
Regent Street Advisers Ltd
FRN 785830
- (1)Employed By (since 1 Sep 2017)
McKenzie Financial Services Ltd (no longer approved here)
FRN 455688
- CF30 Customer (10 May 2010 to 25 Mar 2011)
Westfield Financial Solutions Limited (no longer approved here)
FRN 451318
- Employed By (29 Jul 2008 to 3 Jul 2009)
Jump Financial Services Limited (no longer approved here)
FRN 209362
- (12)Employed By (1 Dec 2001 to 8 Jul 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.