Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 10 Dec 2009)
    • CF21 Investment Adviser (31 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jul 2005 to 31 Oct 2005)
    • CF7 Sole Trader (AR) (1 Jul 2005 to 28 Oct 2005)
  • Frost Wealth Management Ltd (no longer approved here)

    FRN 415401

    • (1)Employed By (29 Jun 2006 to 10 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

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