Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (25 Jan 2017 to 8 Dec 2019)
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- CF30 Customer (9 May 2014 to 8 Dec 2019)
- CF29 Significant management (1 Nov 2007 to 8 May 2014)
- CF16 Significant Mgt (Desgntd Investment Business) (7 Jan 2005 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (7 Jan 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.