Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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VANGUARD ASSET MANAGEMENT, LTD.
FRN 527839
- [FCA CF] Manager of certification employee (since 21 Dec 2020)
- [FCA CF] Client dealing (since 21 Dec 2020)
- CF30 Customer (15 Dec 2017 to 8 Dec 2019)
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- CF30 Customer (21 Mar 2012 to 7 Oct 2013)
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- CF30 Customer (1 Dec 2009 to 7 Oct 2013)
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- CF30 Customer (1 Dec 2009 to 7 Oct 2013)
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- CF30 Customer (1 Nov 2007 to 7 Oct 2013)
- CF27 Investment Management (19 Oct 2006 to 31 Oct 2007)
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- CF27 Investment Management (27 Jan 2003 to 26 Apr 2006)
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- CF27 Investment Management (27 Jan 2003 to 26 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.