Mark Richard Charlesworth

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Grey Matters - Mortgage Studio Limited

    FRN 763223

    • 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 24 Nov 2016)
    • CF1 Director (24 Nov 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Nov 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (24 Nov 2016 to 30 Sep 2018)
  • ACUITY PROFESSIONAL ADVISERS LTD (no longer approved here)

    FRN 464072

    • CF30 Customer (9 Jul 2013 to 15 Dec 2016)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (26 Mar 2013 to 30 Jul 2013)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Apr 2011 to 30 Jul 2013)
  • Merchant House Financial Services Ltd (no longer approved here)

    FRN 538416

    • Employed By (1 Apr 2011 to 12 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

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