Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • CF29 Significant management (27 Jan 2016 to 19 Jun 2018)
    • CF1 Director (2 Dec 2009 to 27 Jan 2016)
    • CF30 Customer (8 Oct 2009 to 19 Jun 2018)
  • AXA Investment Managers GS Limited (no longer approved here)

    FRN 188523

    • CF29 Significant management (27 Jan 2016 to 16 Aug 2016)
    • CF1 Director (1 Jul 2010 to 27 Jan 2016)
  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • CF29 Significant management (1 Nov 2007 to 26 Apr 2009)
    • CF30 Customer (1 Nov 2007 to 26 Apr 2009)
    • CF27 Investment Management (13 Apr 2005 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (13 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.