Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Allianz Global Investors UK Limited
FRN 959195
- [FCA CF] Client dealing (since 30 May 2023)
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- CF30 Customer (6 Nov 2009 to 28 Feb 2010)
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- CF30 Customer (6 Jul 2009 to 5 Oct 2009)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2009)
- CF26 Customer Trading (27 Sep 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (5 Mar 2004 to 3 Aug 2005)
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- CF21 Investment Adviser (26 Aug 2002 to 3 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.