Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WINTERFLOOD SECURITIES LIMITED
FRN 141455
- [FCA CF] Client dealing (since 16 Feb 2026)
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- [FCA CF] Client dealing (10 Jan 2023 to 18 Dec 2024)
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- [FCA CF] Significant management (26 Mar 2021 to 31 Aug 2022)
- [FCA CF] Client dealing (26 Mar 2021 to 31 Aug 2022)
- [FCA CF] Material risk taker (26 Mar 2021 to 31 Aug 2022)
- SMF3 Executive Director (9 Dec 2019 to 31 May 2022)
- CF1 Director (29 Nov 2017 to 8 Dec 2019)
- CF30 Customer (5 Jan 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.