Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • SMF7 Group Entity Senior Manager (24 Mar 2020 to 28 Feb 2022)
    • CF10 Compliance Oversight (11 Jun 2010 to 10 Jun 2011)
    • CF11 Money Laundering Reporting (11 Jun 2010 to 10 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.