Mark Rackham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF22 Investment Adviser (Trainee) (11 Jan 2007 to 31 Oct 2007)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (25 Oct 2004 to 11 Jan 2007)
    • CF22 Investment Adviser (Trainee) (16 Mar 2004 to 25 Oct 2004)
  • Bunker Riley Ltd (no longer approved here)

    FRN 184048

    • Employed By (1 Dec 2001 to 8 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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