Mark Pugh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (31 Mar 2023 to 8 Nov 2024)
    • [FCA CF] Client dealing (31 Mar 2023 to 8 Nov 2024)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 29 Jan 2013)
    • CF21 Investment Adviser (17 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Oct 2004 to 17 Jun 2005)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (9 Jun 2003 to 1 Oct 2004)
    • CF22 Investment Adviser (Trainee) (14 Aug 2002 to 9 Jun 2003)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (9 Jun 2003 to 1 Oct 2004)
    • CF22 Investment Adviser (Trainee) (14 Aug 2002 to 9 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.