Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (8 Mar 2017 to 30 Sep 2018)
    • CF1 Director (AR) (11 Jan 2016 to 13 Jul 2017)
    • CF28 Systems and controls (1 Nov 2007 to 20 Sep 2019)
    • CF29 Significant management (1 Nov 2007 to 20 Sep 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 20 Sep 2019)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Trent-Services (Administration) Limited (no longer approved here)

    FRN 315285

    • CF1 Director (AR) (10 Jun 2017 to 29 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.