Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 5 Oct 2016)
    • CF10 Compliance Oversight (28 Jun 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 Oct 2016 to 30 Sep 2018)
    • CF1 Director (5 Oct 2016 to 8 Dec 2019)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF1 Director (AR) (2 Dec 2015 to 22 May 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.