Mark Pepperell

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MAP Independent Financial Services Limited

    FRN 934686

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jun 2021)
    • SMF3 Executive Director (since 1 Jun 2021)
    • [FCA CF] Client dealing (since 1 Jun 2021)
    • Responsibility for MCD Intermediation (since 1 Jun 2021)
    • Responsible for Insurance Distribution (since 1 Jun 2021)
    • SMF16 Compliance Oversight (since 1 Jun 2021)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jun 2021)
    • CF30 Customer (14 Jul 2009 to 8 Dec 2019)
  • Peplock Independent Financial Advisers (no longer approved here)

    FRN 184885

    • (2)Employed By (1 Oct 1998 to 1 Oct 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.