Mark Pemberton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (5 Sep 2019 to 12 Nov 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 7 Feb 2025)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 7 Feb 2025)
    • CF30 Customer (7 Oct 2014 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (5 Sep 2019 to 12 Nov 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 7 Feb 2025)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 7 Feb 2025)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 6 Oct 2014)
    • CF21 Investment Adviser (18 Aug 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 6 Oct 2014)
    • CF21 Investment Adviser (18 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.