Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Northern Trust Securities LLP
FRN 465131
- [FCA CF] Client dealing (since 1 Mar 2020)
- [FCA CF] Material risk taker (13 Jul 2021 to 1 Mar 2022)
- CF30 Customer (25 Feb 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.