Mark Paul Sims

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • W.DENIS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 120918

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Nov 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Nov 2021)
    • CF30 Customer (5 Dec 2013 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (30 Apr 2008 to 30 Apr 2009)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.