Mark Paul Reed

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Reed Independent Ltd

    FRN 714652

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 24 Aug 2016)
    • CF10 Compliance Oversight (1 Jun 2016 to 8 Dec 2019)
    • CF1 Director (1 Jun 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (1 Jun 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jun 2016 to 30 Sep 2018)
  • Sterling Financial Services (no longer approved here)

    FRN 409749

    • CF30 Customer (17 Oct 2011 to 27 Jun 2016)
  • THROGMORTON PRIVATE CAPITAL LIMITED (no longer approved here)

    FRN 431157

    • CF30 Customer (7 May 2010 to 2 Nov 2011)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF30 Customer (1 Nov 2007 to 30 Apr 2010)
    • CF1 Director (AR) (14 Sep 2007 to 30 Apr 2010)
    • CF21 Investment Adviser (16 Jul 2003 to 31 Oct 2007)
  • Benchmark Financial Planning Limited (no longer approved here)

    FRN 227247

    • Employed By (22 Mar 2004 to 30 Apr 2010)
  • Ian Cooke & Partners (1296) (no longer approved here)

    FRN 163348

    • (9)Employed By (27 Jun 2001 to 29 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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