Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Oct 2021)
    • CF30 Customer (23 Jun 2016 to 29 Oct 2021)
  • Brian Guy (no longer approved here)

    FRN 416406

    • Employed By (21 Jun 2019 to 29 Oct 2021)
  • RM Financial Planning Ltd (no longer approved here)

    FRN 402173

    • (1)Employed By (14 Mar 2017 to 29 Oct 2021)
  • Mark Guy (no longer approved here)

    FRN 748369

    • (1)Employed By (23 Jun 2016 to 10 Mar 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.