Mark Parello

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daintree Wealth Management Limited

    FRN 828483

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 14. Managing investments
    • SMF16 Compliance Oversight (since 23 Apr 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Jul 2019)
    • CF30 Customer (14 Jan 2022 to 2 Dec 2022)
    • CF1 Director (1 Jul 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jul 2019 to 8 Dec 2019)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Jan 2020)
    • CF30 Customer (26 Aug 2015 to 8 Dec 2019)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (4 Mar 2013 to 1 Jul 2015)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (17 Feb 2003 to 29 Oct 2004)
    • CF22 Investment Adviser (Trainee) (14 Aug 2002 to 17 Feb 2003)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (17 Feb 2003 to 29 Oct 2004)
    • CF22 Investment Adviser (Trainee) (14 Aug 2002 to 17 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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