Mark O'Sullivan

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited

    FRN 114031

    • [FCA CF] Manager of certification employee (since 7 Feb 2024)
    • [FCA CF] Client dealing (since 29 Jul 2021)
    • [FCA CF] Material risk taker (29 Jul 2021 to 31 Dec 2021)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Manager of certification employee (since 7 Feb 2024)
    • [FCA CF] Material risk taker (since 9 May 2017)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (8 Jul 2011 to 6 Mar 2016)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Manager of certification employee (since 7 Feb 2024)
    • [FCA CF] Material risk taker (since 9 May 2017)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (30 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.