Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Panmure Liberum Limited
FRN 403721
- [FCA CF] Client dealing (since 13 Jul 2020)
-
- CF30 Customer (1 Nov 2007 to 30 Dec 2014)
- CF1 Director (1 Dec 2001 to 30 Jan 2006)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.