Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • [FCA CF] Significant management (2 May 2023 to 8 May 2024)
    • [FCA CF] Material risk taker (2 May 2023 to 8 May 2024)
    • [FCA CF] Client dealing (16 Oct 2020 to 10 Jun 2021)
    • [FCA CF] Manager of certification employee (16 Oct 2020 to 10 Jun 2021)
    • [PRA CF] Significant risk taker or Material risk taker (16 Oct 2020 to 10 Jun 2021)
  • Northern Trust Global Services SE (no longer approved here)

    FRN 829966

    • [FCA CF] Client dealing (2 May 2023 to 8 May 2024)
    • [FCA CF] Material risk taker (26 Mar 2021 to 10 Jun 2021)
    • [FCA CF] Significant management (16 Oct 2020 to 10 Jun 2021)
    • [FCA CF] Manager of certification employee (16 Oct 2020 to 10 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

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