Mark Norman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [FCA CF] Material risk taker (19 Mar 2018 to 31 Oct 2023)
    • [FCA CF] Client dealing (19 Mar 2018 to 31 Oct 2023)
    • CF30 Customer (1 May 2012 to 6 Mar 2016)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • [FCA CF] Client dealing (19 Mar 2018 to 31 Oct 2023)
    • [FCA CF] Material risk taker (19 Mar 2018 to 31 Oct 2023)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (16 Sep 2009 to 15 Dec 2010)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF26 Customer Trading (1 Dec 2001 to 31 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.