Mark Nicholas Turnbull

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Saltus Financial Planning Limited
FRN 722703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 25 Oct 2023)
- [FCA CF] Functions requiring qualifications (since 20 Sep 2021)
David Allard (no longer approved here)
FRN 401676
- Employed By (5 Jul 2013 to 8 Dec 2019)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (25 Oct 2012 to 30 Jan 2014)
TWP Wealth Limited (no longer approved here)
FRN 563343
- CF30 Customer (2 Aug 2012 to 19 Dec 2012)
Honister Partners Ltd (no longer approved here)
FRN 502699
- Employed By (18 Jan 2010 to 21 Apr 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.