Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- CF1 Director (AR) (since 18 Apr 2023)
- Appointed representative dealing with clients for which they require qualification (since 21 Jan 2020)
- CF30 Customer (since 8 Jan 2020)
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De Mellow & Co Ltd
FRN 994460
- (7)Employed By (since 12 Apr 2023)
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- Employed By (8 Jan 2020 to 12 Jun 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.