Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF4 Partner (AR) (since 8 Jul 2016)
- CF30 Customer (since 2 Mar 2009)
- CF4 Partner (AR) (2 Mar 2009 to 7 Jul 2011)
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Hackett Wealth Management
FRN 196815
- (2)Employed By (since 2 Mar 2009)
- (12)Employed By (3 Oct 2001 to 25 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.