Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 8 Jul 2016)
    • CF30 Customer (since 2 Mar 2009)
    • CF4 Partner (AR) (2 Mar 2009 to 7 Jul 2011)
    • (2)Employed By (since 2 Mar 2009)
    • (12)Employed By (3 Oct 2001 to 25 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.