Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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121 FS Ltd
FRN 656882
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 9A. Advising on P2P agreements
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
- CF1 Director (1 Apr 2015 to 8 Dec 2019)
- CF30 Customer (1 Apr 2015 to 8 Dec 2019)
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- CF30 Customer (25 Jun 2010 to 7 Jul 2015)
- CF4 Partner (AR) (19 May 2010 to 7 Jul 2015)
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- Employed By (19 May 2010 to 7 Jul 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.