Mark Mills

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Significant management (25 Aug 2023 to 17 Jan 2024)
    • [FCA CF] Client dealing (6 Oct 2021 to 17 Jan 2024)
    • [FCA CF] Functions requiring qualifications (6 Oct 2021 to 17 Jan 2024)
    • [FCA CF] Manager of certification employee (6 Oct 2021 to 17 Jan 2024)
    • [FCA CF] Material risk taker (6 Oct 2021 to 17 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (6 Oct 2021 to 17 Jan 2024)
    • CF30 Customer (1 Nov 2007 to 3 Feb 2015)
    • CF21 Investment Adviser (16 Jun 2004 to 31 Oct 2007)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Significant management (25 Aug 2023 to 17 Jan 2024)
    • [FCA CF] Manager of certification employee (6 Oct 2021 to 17 Jan 2024)
    • [FCA CF] Material risk taker (6 Oct 2021 to 17 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (6 Oct 2021 to 17 Jan 2024)
    • [FCA CF] Functions requiring qualifications (6 Oct 2021 to 17 Jan 2024)
    • [FCA CF] Client dealing (6 Oct 2021 to 17 Jan 2024)
  • Citibank UK Limited (no longer approved here)

    FRN 805574

    • [FCA CF] Client dealing (12 Oct 2022 to 17 Jan 2024)
    • [FCA CF] Functions requiring qualifications (12 Oct 2022 to 17 Jan 2024)
    • [FCA CF] Manager of certification employee (12 Oct 2022 to 17 Jan 2024)
    • [FCA CF] Material risk taker (12 Oct 2022 to 17 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (12 Oct 2022 to 17 Jan 2024)

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