Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Moelis & Company UK LLP
FRN 516801
- [FCA CF] Client dealing (since 13 Oct 2025)
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- [FCA CF] Manager of certification employee (24 Apr 2019 to 5 Apr 2022)
- [FCA CF] Client dealing (24 Jan 2019 to 8 Apr 2025)
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- [FCA CF] Client dealing (1 Nov 2016 to 18 Dec 2018)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (26 Sep 2006 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (27 Jul 2005 to 18 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.