Mark Mifflin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Julian Harris Financial Consultants (no longer approved here)
FRN 153566
- CF10 Compliance Oversight (30 May 2012 to 27 May 2015)
- CF11 Money Laundering Reporting (30 May 2012 to 27 May 2015)
- CF8 Apportionment and Oversight (30 May 2012 to 27 May 2015)
JULIAN HARRIS ADVISER NETWORK LIMITED (no longer approved here)
FRN 304155
- CF10 Compliance Oversight (30 May 2012 to 11 Feb 2014)
- CF28 Systems and controls (30 May 2012 to 27 May 2015)
- CF29 Significant management (30 May 2012 to 11 Feb 2014)
- CF8 Apportionment and Oversight (30 May 2012 to 11 Feb 2014)
- Responsible for Insurance Mediation (30 May 2012 to 27 May 2015)
MORTGAGEMATCH HOMELOANS LIMITED (no longer approved here)
FRN 313868
- CF1 Director (AR) (30 Dec 2008 to 14 Dec 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.