Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Jan 2021 to 31 Mar 2023)
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- CF10 Compliance Oversight (25 May 2007 to 30 May 2008)
- CF11 Money Laundering Reporting (25 May 2007 to 30 May 2008)
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- Responsible for Insurance Mediation (14 Jan 2005 to 20 Feb 2007)
- CF10 Compliance Oversight (1 Oct 2002 to 20 Feb 2007)
- CF11 Money Laundering Reporting (22 Jan 2002 to 20 Feb 2007)
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- CF10 Compliance Oversight (1 Oct 2002 to 20 Feb 2007)
- CF11 Money Laundering Reporting (22 Jan 2002 to 20 Feb 2007)
- CF21 Investment Adviser (1 Dec 2001 to 20 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.