Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Jan 2021 to 31 Mar 2023)
  • Renaissance Capital Limited (no longer approved here)

    FRN 186891

    • CF10 Compliance Oversight (25 May 2007 to 30 May 2008)
    • CF11 Money Laundering Reporting (25 May 2007 to 30 May 2008)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • Responsible for Insurance Mediation (14 Jan 2005 to 20 Feb 2007)
    • CF10 Compliance Oversight (1 Oct 2002 to 20 Feb 2007)
    • CF11 Money Laundering Reporting (22 Jan 2002 to 20 Feb 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF10 Compliance Oversight (1 Oct 2002 to 20 Feb 2007)
    • CF11 Money Laundering Reporting (22 Jan 2002 to 20 Feb 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 20 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.