Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 9 May 2025)
    • [FCA CF] Significant management (17 Feb 2025 to 19 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 19 May 2025)
    • [FCA CF] Material risk taker (18 Dec 2020 to 19 May 2025)
    • [FCA CF] Algorithmic trading (2 Sep 2016 to 19 May 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 19 May 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 19 May 2025)
    • CF30 Customer (15 Jan 2014 to 6 Mar 2016)
  • Citibank, N.A.

    FRN 124704

    • SMF22 Other Local Responsibility (since 9 May 2025)
    • [FCA CF] Significant management (17 Feb 2025 to 19 May 2025)
    • [FCA CF] Algorithmic trading (2 Sep 2016 to 19 May 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 19 May 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 19 May 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 19 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 19 May 2025)
    • CF30 Customer (15 Jan 2014 to 6 Mar 2016)
    • SMF22 Other Local Responsibility (since 9 May 2025)
    • [FCA CF] Significant management (17 Feb 2025 to 19 May 2025)
    • [FCA CF] Algorithmic trading (7 Dec 2023 to 19 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 19 May 2025)
    • [FCA CF] Material risk taker (18 Dec 2020 to 19 May 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 19 May 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 12 Jul 2010)
    • CF21 Investment Adviser (27 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.