Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsibility for MCD Intermediation (since 21 Oct 2021)
    • SMF1 Chief Executive (since 21 Oct 2021)
    • Responsible for Insurance Distribution (since 21 Oct 2021)
    • SMF7 Group Entity Senior Manager (30 Oct 2020 to 21 Oct 2021)
  • Acm Ulr Limited (no longer approved here)

    FRN 306408

    • SMF7 Group Entity Senior Manager (30 Oct 2020 to 30 Jun 2021)
  • BISL Limited (no longer approved here)

    FRN 308896

    • SMF7 Group Entity Senior Manager (30 Oct 2020 to 30 Jun 2021)
  • BFSL Limited (no longer approved here)

    FRN 730397

    • SMF7 Group Entity Senior Manager (30 Oct 2020 to 30 Jun 2021)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Material risk taker (26 Jun 2018 to 31 Aug 2020)
    • SMF18 Other Overall Responsibility (18 Aug 2016 to 3 Apr 2018)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Material risk taker (26 Jun 2018 to 31 Aug 2020)
    • SMF18 Other Overall Responsibility (18 Aug 2016 to 3 Apr 2018)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • SMF7 Group Entity Senior Manager (22 Jun 2017 to 3 Apr 2018)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 3 Apr 2018)
    • CF29 Significant management (7 Oct 2010 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 28 Jul 2010)
    • CF21 Investment Adviser (22 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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